DOWNLOAD THE U.S. CCO PLAYBOOK

Your compliance playbook just got an upgrade.

The 2024 U.S. CCO Playbook is here to give you the strategic plays you need to defend against risk and maintain your gold standard.

Download the playbook for: 

• The evolving regulatory landscape, including an assessment of new rules, trends in the industry, and more 
• What firms can learn from enforcement actions and exam priorities set out by the SEC and FINRA 
• In-depth perspectives on the industry shared by Chief Regulatory Officer John Gebauer and Chief Product Officer David Bliss