NEW RULES, NEW REQUIREMENTS: HOW TO IMPLEMENT NEW REGULATORY REQUIREMENTS FOR ONGOING COMPLIANCE

It seems like almost every day, regulators announce a new rule, adopted amendment, or critical risk alert. And the pace? It can be enough to make any compliance professional’s head spin.  

But once a new rule has been announced, what are the next steps? And how do you ensure the rule has been properly implemented and socialised throughout your firm? 

To help our clients find success, we’ve rounded up a list of 3 best practices for implementing, socialising, and maintaining compliance with new rules.