DOWNLOAD THE UK COMPLIANCE CALENDAR GUIDE

FCA-authorised firms face a unique set of requirements and regulatory hurdles. And as the compliance professional in charge of ensuring your firm and its employees are the picture of regulatory ideals, it’s likely your calendar is filled with to-dos and must-remembers, including reviews, assessments, trainings, and more.   

But, how can you be sure you’ve got it all covered?   

Download this new guide to discover the tactics and best practises to help you cover key reviews, assessments, and trainings, including: 

• Market Abuse Prevention Periodic Review 
• SMCR Fitness and Propriety Test Review 
• Consumer Duty Annual Review 
• Anti-money Laundering (AML) Review 
• And more