The SEC's 14 Withdrawn Rules What Every CCO Must Know Now

Discover What Every RIA CCO Needs to Know Now About the SEC’s 14 Withdrawn Proposals — and Why Compliance Is More Critical Than Ever 

In June 2025, the SEC withdrew 14 high-profile rule proposals – from cybersecurity and AI oversight to ESG disclosures and custody reforms. While headlines framed it as a regulatory rollback, seasoned compliance leaders know better. 

These withdrawals aren’t the end of compliance expectations – they’re a strategic pivot. 

This in-depth guide provides a strategic breakdown of each withdrawn rule, what it signals about regulatory intent, and how your firm should respond. This isn’t about doing less, it’s about leading with more foresight, documentation, and scalable infrastructure. 

What’s Inside: 

• Strategic analysis of each withdrawn rule 

• Actionable guidance for cybersecurity, AI, ESG, and custody

• Compliance readiness checklists for enterprise RIAs

• Practical steps to build exam-ready programs even in a “rules-light” era 

Download the Guide to Learn: 

• Why withdrawn rules still matter to your compliance program 

• Where the SEC is likely to scrutinize next 

• How to align your team, tools, and documentation for audit-readinesS

   

The absence of regulation isn’t the absence of responsibility. 

Download the guide and ensure your firm stays exam-ready – even in uncertain times.