Its Here: Comply's 2026 UK CCO Playbook

The FCA hasn’t introduced many new rules for 2026. It’s raising the standard of proof for the ones already in force.

Consumer Duty outcome monitoring. SM&CR documentation that reflects real accountability. Personal account dealing controls with a credible audit trail. AI governance built before the FCA asks for it.

This guide is designed for compliance leaders at FCA-regulated asset and investment managers, wealth managers and banks who want to stay ahead of the supervisory agenda – not react to it.

We explore:

  • The priorities the FCA is actually scrutising, from non-financial misconduct and SMCR to personal account dealing.

  • What good AI governance looks like in practice

  • The most impactful compliance plays of 2026

In 2026, success will come from your ability to demonstrate — clearly, credibly, and with an audit trail — that your controls are working in practice.

The 2026 UK CCO Playbook shows you where to focus.


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