THE COMPLIANCE DOS AND DON’TS OF USING SOCIAL MEDIA IN 2024

Financial services firms looking to grow and compete in today's crowded, digital-led landscape can't afford to ignore the impact of social media. And while every social media platform might not be the right fit, finding your niche and your audience is one of the best ways to get eyes on your firm.  

One set of eyes you do not want to attract? The SEC Division of Enforcement. 

To help you make the most of social media without creating compliance concerns with your local SEC office, we’ve aggregated the top dos and don’ts for connecting with audiences on your favorite social media platforms...