SEC Withdraws 14 Rules What CCOs Need to Know

How Private Funds and RIAs Can Navigate the Post-Withdrawal Compliance Landscape 

In May 2024, the SEC withdrew 14 proposed rules – but that doesn’t mean compliance burdens are easing for large registered investment advisers and private funds. In fact, the landscape is more complex than ever. 

From evolving Form PF event reporting requirements to ongoing cybersecurity and third-party oversight pressures, firms are still expected to exercise significant judgment and maintain robust controls. Without prescriptive rules to follow, the risk of missteps increases – especially when determining what qualifies as a “reportable event.” 

This guide breaks down: 

• What the SEC’s rule withdrawals don’t change for private funds and RIAs 

• How new Form PF obligations intersect with cybersecurity and vendor risks

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  Practical recommendations for evolving your compliance program 

Download now to gain clarity, stay proactive, and protect your firm in a shifting regulatory environment.