Putting Policies into Practice: Developing a Culture of Compliance in 2025

In today's rapidly evolving regulatory landscape, fostering a robust culture of compliance is essential for organizational integrity and success. However, for many firms, compliance can often fall off the radar in favor of revenue-driving activities.  

Join our panel of compliance experts as they share their best practices, key insights, and past experiences cultivating a culture of compliance and the benefits it brought to firms. 

This webinar will explore: 

• Defining a Culture of Compliance: Understanding its significance and impact on organizational ethics and performance
• Integrating AI into Compliance Programs: Balancing AI's benefits with potential risks
• Leveraging Data Analytics: Utilizing internal data to strengthen compliance efforts and align with technological advancements
• Promoting a Speak-Up Culture: Establishing effective whistleblower policies to encourage reporting and address misconduct

Learning from Past Misconduct: Adapting compliance programs based on lessons learned to prevent future issues 

Our Expert Panel: 

• Jamila Mayfield, Chief Regulatory Services Officer with COMPLY
• Wendy Werve, Chief Market Officer with COMPLY

As your firm evolves, so must your compliance approach. Join our industry leaders for guidance grounded in real-world experience.