Next-Gen Capabilities Coming to COMPLY Program Management

The news is out: Big enhancements are coming to COMPLY Program Management — and you're invited to an exclusive first look.

Join David Bliss, Chief Product Officer, and Oron Arbogast, Solution Engineer, as they showcase the upcoming release of COMPLY Program Management, available April 28, 2025.

During this session, experience firsthand how our new Intelligent Policy Builder transforms the way your firm approaches compliance policy management. This powerful new tool enables you to effortlessly create, manage, and maintain compliance manuals tailored precisely to your firm's needs — complete with robust version tracking and audit-ready documentation.

You'll also see how COMPLY Program Management helps your firm:

• Enhance Oversight and Efficiency: See how our dynamic Compliance Calendar intelligently populates events based on your specific firm profile and automatically adapts to evolving regulations.

• Centralize Your Firm-Wide Compliance Strategy: Seamlessly integrate operational execution with your regulatory strategy through compliance calendars, risk assessment tools for broker-dealers, RIAs, and private funds, and vendor due diligence — all enhanced with deep regulatory expertise.

• Simplify Annual Reviews: Discover how our guided Annual Review tool dynamically builds comprehensive documentation throughout the year, significantly reducing preparation time and ensuring ongoing regulatory alignment.

Learn how COMPLY empowers your team to proactively manage compliance, reduce operational stress, and confidently scale your compliance program.