Invest in a unified compliance solution for private funds

 

You can bank on us

Private funds have the ability to move markets – you know this and so does the watchful eye of the SEC. Intentional or not, one trade, one political contribution, one conflict of interest, or one whisper of material nonpublic information can land your firm in hot water.  

We know private funds like yours strive for agility and scalability with your investments. Why not extend that to your compliance technology? 

With advanced firm technology, consulting services, education, and support to match, COMPLY offers a unified compliance platform that brings firm, employee, and third-party compliance together in a modern, easy-to-use interface. COMPLY’s private fund solution enable you to:  

Request a Demo

ComplyConnect | London

Join us for an exclusive networking event.

4 November 2025

4:00 PM onwards

The Connaught, Carlos Place, London W1K 2AL

Save Your Seat

iStock-1347665170 - Copy

 

About COMPLYConnect London

Join us for an exclusive gathering of compliance leaders as we explore the evolving landscape of oversight, culture, and non-financial misconduct. Hear first-hand from industry leaders, discover the latest insights from our global survey, and connect with peers over drinks in a relaxed setting. 

Save Your Seat

Why Attend?


🌐 Expand Your Network - Meet and mingle with the COMPLY Community of regulatory compliance professionals based in London. 

💻 Discuss the hottest topics in regulatory compliance - Explore the FCA's focus on non-financial misconduct, and what it means for your accountability and employee monitoring programmes, and your compliance culture. 

🚀 Explore key Innovations - Learn about innovative ways your peers are leveraging COMPLY’s technology.


Save Your Seat

 

Agenda at a glance

4:00 – 4:30 PM: Registration and welcome refreshments  

4:30 – 4:45 PM:  Welcome Remarks

4:45 – 5:15 PM:  The State of Compliance 2025: explore the results of our recent global survey of 600+ compliance leaders, with expert insights on how UK firms are leveraging automation and AI in their compliance workflows.  

5:15 – 6:00 PM:  Redefining Risk: How Modern Compliance Teams are Rethinking Accountability, Culture and Non-Financial Misconduct: our panel of industry experts will discuss the FCA's SMCR reforms and focus on non-financial misconduct, and the impact on accountability frameworks, compliance culture and employee code of ethics monitoring. Expect practical insights on the tools and systems you can leverage to meet the regulatory challenge.

6:00 – 8:00 PM: Drinks, Canapes, and Networking 


Seats are limited for this exclusive event. Register now to secure your spot!

Save Your Seat 

Meet the speakers

Watch this space for more speaker announcements!
michael rasmussen
Michael Rasmussen
GRC Analyst & Pundit, GRC 20/20 Research
1-May-22-2025-08-47-14-8875-PM
Bernardo Castel-Branco
Partner - Head of Risk & Compliance, Alpha FMC
Untitled design (7)-1
SANI JACKSON
PARTNER, HEAD OF EMEA, OPTIMA PARTNERS
We are now operating a waiting list for this event. Please contact your Comply representative or the event organiser (Vicky Moon at vmoon@comply.com) if you would like to attend. 

By attending our events, you are providing consent to have your photograph taken at the event or be filmed, which may be used by the organisers in future promotional material online or in print.

If you do not wish your photograph to be used for marketing purposes, or if you have any questions prior to the event, please reach out to Vicky Moon at vmoon@comply.com.