The 2025 RIA Compliance Calendar: 10 Tasks You Need on Your Compliance Calendar

Managing your RIA’s compliance program means making the strategic decisions that protect your firm and its investors, aligning your program to regulatory developments and new priorities. But it also means taking care of the day-to-day. The reviews, check-ins, must-dos, reminders, tests.  

And suddenly your calendar is filled to the point of overflowing with critical tasks that keep your program up and running.  

But the question then becomes, how do you know you’ve covered it all?  

COMPLY’s 2025 Compliance Calendar for RIAs provides 10 of the most critical tasks you need on your radar throughout the year, offering best practices and helpful tips from our own compliance experts.  

Ready to mark your calendar? Download your guide today!