14 Rules Withdrawn. None of the Responsibility Removed

The SEC may have pulled back 14 rule proposals in June – ranging from custody to AI to cybersecurity and more.  

While this move was framed as regulatory relief, it doesn't mean your firm is off the hook. If anything, the burden has shifted to you to interpret, document, and defend your compliance program. In this downloadable guide, you’ll learn: 

• What each of the 14 withdrawn proposals covered –and what they mean for SEC-registered RIAs 

• Why compliance expectations haven’t gone away, and how to document your “reasonableness” 

• Practical strategies for cybersecurity, vendor oversight, custody arrangements, and ESG claims 

• A three-tiered framework to help prioritize your compliance efforts with limited resources 

If you're a CCO wearing multiple hats at your firm, this guide is your roadmap for staying compliant when the rules are gone, but compliance expectations still remain.