Cryptocurrency and digital assets represent both new opportunities and new challenges for advisory firms. While the current lack of regulation leaves certain questions open-ended, regulators like the SEC have made it clear they plan to implement new rules to govern cryptocurrency and other digital assets – sooner rather than later.
The takeaway: Compliance departments would be wise to proactively prepare for crypto regulation, implementing policies and procedures to ensure compliance today and tomorrow.
In our latest industry guide, we highlight the evolving crypto landscape, providing insight into the future of digital assets and compliance.
Ready to take on the crypto landscape with confidence? Learn more about COMPLY’s Digital Asset Trade Monitoring and the benefits it offers firms navigating employee cryptocurrency trades.